on 28 Mar 2023
Last Applicant/ Owned by
25 Ropemaker Street London EC2Y 9LY
GB
Serial Number
79332360 filed on 17th Jun 2021
Registration Number
7008552 registered on 28th Mar 2023
Correspondent Address
Deborah K. Squiers
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Providing temporary use of online non-downloadable computer software for use in financial portfolio compression, financial risk analysis, portfolio optimization, and financial risk calculations; providing temporary use of online non-downloadable software for calculating and analyzing counterparty credit risk; platform as a service (PaaS) featuring computer software platforms for post trade process Read More
Providing temporary use of online non-downloadable computer software for use in financial portfolio compression, financial risk analysis, portfolio optimization, and financial risk calculations; providing temporary use of online non-downloadable software for calculating and analyzing counterparty credit risk; platform as a service (PaaS) featuring computer software platforms for post trade processing, analyzing market and credit risk, trade valuation and portfolio compression; software as a service (SaaS) featuring software used for post trade processing, financial portfolio compression, financial risk analysis, portfolio optimization, and financial risk calculations; providing temporary use of online non-downloadable computer software for use in electronic data processing, electronic transmission of funds and data, financial transaction processing, and account administration and auditing; platform as a service (PaaS) featuring computer software platforms for use in financial trading, financial exchange, and financial clearing services; software as a service (SaaS) services featuring software for clearing, allocation, compliance, recordation and settlement of trading related to over-the-counter products, futures, options and other derivative contracts; platform as a service (PaaS) featuring computer software platforms for financial and credit risk management; software as a service (SaaS) services featuring software for financial and credit risk management; software as a service (SaaS) services featuring software used for regulatory compliance that monitors financial workflows and identifies processes and transactions that raise regulatory concerns; software as a service (SaaS) services featuring software used for electronic payment transactions
Telecommunication services, namely, network traffic routing of electronic trading orders between exchanges; providing access to network-based financial trading platforms; electronic messaging services related to processing and clearing of financial trading transactions
Providing financial information electronically in the nature of electronic trade confirmations of over-the-counter derivative trade processing, trade affirmation, confirmation, novation, allocation, and reconciliation; financial services, namely, financial portfolio compression being financial portfolio management, financial risk analysis, portfolio optimization, and financial risk calculations; counterparty credit risk management analytical services, namely, the modeling of counterparty exposures to derive metrics for the purpose of managing credit and financial risk and regulatory capital calculations; financial services rendered to institutional and individual clients, in relation to financial derivative product transactions, namely, financial risk management; financial clearing and trade processing services; financial credit risk management services; broker-dealer financial services and financial services in the field of bonds, currency or interest rate products and derivatives, swaps, forward agreements, contracts for differences and other financial or money products or agreements; financial calculation services for the execution or broking of bonds, currency or interest rate products and derivatives, swaps, forward agreements, contracts for differences and other financial and money products and agreements; consultancy and advisory services in relation to all the aforesaid services; futures commission merchant services, namely, settlement and clearing of trades for listed and over-the-counter markets
Preparation of business record documents for others that are used to confirm the existence of a financial trade; management and compilation of computerized databases featuring financial information for the processing, clearing and settlement of financial transactions
Downloadable computer software for providing electronic trade confirmations of over-the-counter derivative trade processing including trade affirmation, confirmation, novation, allocation, and reconciliation; downloadable computer software for use in post-trade processing, financial portfolio compression, financial risk analysis, portfolio optimization, and financial risk calculations; downloadable computer software used in calculation processes in the provision of broking and financial services relating to bonds, currency or interest rate products and derivatives, swaps, forward agreements, contracts for differences, and other financial or money products or agreements; downloadable computer software for financial trade processing, regulatory compliance, and financial and credit risk management
No 79332360
No Service Mark
No 32070-000
No
No
No
No
Yes
Yes
No
No
Status Date | Action Taken |
---|---|
28th Feb 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
07th Aug 2023 | FINAL DECISION TRANSACTION PROCESSED BY IB |
19th Jul 2023 | FINAL DISPOSITION PROCESSED |
19th Jul 2023 | FINAL DISPOSITION NOTICE SENT TO IB |
28th Jun 2023 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
28th Mar 2023 | REGISTERED-PRINCIPAL REGISTER |
28th Mar 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
01st Feb 2023 | NOTIFICATION PROCESSED BY IB |
27th Jan 2023 | NEW REPRESENTATIVE AT IB RECEIVED |
10th Jan 2023 | PUBLISHED FOR OPPOSITION |